Locatie: Amsterdam
Dienstverband: Full-time
The principal purpose of this role is to perform Compliance and Legal work of the Bank and to ensure that the activities of the Bank comply with all applicable laws and regulations and are conducted in line with the regulatory expectations of the Dutch/EU regulators by ensuring that all policies and procedures and awareness of staff and relevant third parties are in place to the standards expected by Dutch/EU regulators.
- Great opportunity to join an international operating bank
- Broad (regulatory) Compliance function
About our client:
NBE is a fully owned banking subsidiary of The Norinchukin Bank ("Norinchukin") which is the national-level financial institution for agricultural, fishery and forestry cooperatives in Japan.
As a part of the Norinchukin group, NBE plays a vital role to further develop and maintain strong representation in Europe and ensure long term access to European markets. NBE strives to make a meaningful contribution to growth and diversity of European markets through the development of its business.
Tasks and responsibilities:
- Provide advice to the Managing Board and the Audit and Risk Committee on Dutch laws / governance / rules / regulations to keep the subsidiary in The Netherlands in good legal standing;
- Draft any policies and/or procedures that the Bank needs to have in order to evidence that it meets its legal and regulatory obligations to the standards expected by regulators
- Review each time there is a relevant legal or regulatory change, and in any event review at least annually, all policies and/or procedures that the Bank needs to have in order to evidence that it meets its legal and regulatory obligations to the standards expected by regulators
- Eexecute the Compliance Plan of the Bank and monitor its progress - perform Annual Compliance Risk Assessments.
- Provide legal advice (Dutch law and EU regulations) - Key areas on which advice will be required:
- Data Protection, Anti-Money Laundering, Outsourcing, securities law (local and EU), banking law, governance, regulation e.g. relevant to money market transactions, AIFMD, MIFID II, EMIR, as well as service contracts;
- Maintain relationships with local law firms;
- Such other duties that the management may from time to time reasonably require.
Profile:
- Legal skills (i.e. Master Dutch Law (LLM))
- Compliance background (i.e. Certified Compliance Officer)
- Good understanding of financial services and their (capital markets) products
- Have 5 - 7 years' experience in compliance and legal area within financial sector;
- Have spent the majority of his/her career in financial services or a law firm.
Our Offer:
Market conform salary
Locatie:
Amsterdam
Informatie en sollicitatie:
